RMDJ Compliance Strategies: Audit Preparation Deliverables
Empowering Nonprofits with comprehensive compliance solutions to streamline audit processes, enhance financial management, and optimize grant administration.
Audit Preparation: Deliverables
1
Pre-Audit Readiness Checklist
Comprehensive preparation tool covering document collection, internal controls, financial statements, grant compliance, and staff training.
  • Identifies potential issues in advance
  • Streamlines the audit process
  • Enhances communication with auditors
2
Audit Preparation Timeline
Clear roadmap showing key milestones, task assignments, critical deadlines, review periods, and final audit dates.
  • Establishes accountability
  • Reduces last-minute stress
  • Improves coordination among teams
Internal Controls & Mock Audit
Internal Controls Assessment
Comprehensive evaluation of your control environment with:
  • Evaluation of existing controls
  • Identification of weaknesses
  • Improvement recommendations
  • Risk assessment of control failures
Benefit: Strengthened control environment and reduced risk of financial misstatements
Mock Audit Findings Report
Realistic assessment of audit readiness including:
  • Summary of mock audit process
  • Key findings and observations
  • Recommendations for remediation
  • Risk ratings for identified issues
Benefit: Identification of gaps before the actual audit with actionable insights
Corrective Action Plan (CAP)
Gap Identification
Specific weaknesses and compliance issues identified through mock audit and internal controls assessment
Action Steps
Detailed remediation steps with responsible parties assigned to each action item
Implementation Timeline
Clear deadlines for completion of each corrective action
Monitoring & Follow-up
Procedures to track progress and ensure successful implementation
The CAP provides a structured approach to addressing findings, establishes accountability, and documents progress toward enhanced audit readiness.
Financial Management Consulting
Chart of Accounts Review and Recommendations
Review Elements:
  • Current account structure analysis
  • Identification of redundant accounts
  • Recommendations for account consolidation
  • Alignment with reporting needs
  • Compliance with accounting standards
Organizational Benefits:
  • Streamlined financial reporting
  • Improved budget tracking
  • Enhanced decision-making capabilities
  • Simplified audit processes
Grant Management: Compliance Tools
Grant Compliance Checklist
Comprehensive overview covering:
  • Eligibility requirements
  • Reporting obligations
  • Financial management standards
  • Programmatic compliance measures
  • Documentation requirements
Benefit: Reduced risk of non-compliance and streamlined processes
Grant Tracking Log Template
Centralized tracking tool featuring:
  • Grant identification details
  • Funding source information
  • Key deadlines and milestones
  • Reporting requirements
  • Status updates
Benefit: Improved visibility and enhanced accountability
Grant Application & Review Process
Pre-Submission Application Review
Comprehensive review process including:
  • Overview of application requirements
  • Checklist of completed items
  • Identification of missing documentation
  • Recommendations for improvement
  • Final review sign-off
Benefit: Increased chances of successful applications and enhanced quality of submissions
Sample Narrative Templates
High-quality examples featuring:
  • Project overview and objectives
  • Target population and needs assessment
  • Program activities and timeline
  • Evaluation and sustainability plans
  • Budget justification
Benefit: Enhanced clarity and persuasiveness in applications
Post-Award Grant Management
Standardized Reporting Calendar
Visual calendar with reporting deadlines, key milestones, internal review periods, and submission timelines for all grants
Compliance Monitoring Plan
Structured framework with monitoring schedule, KPIs, reporting requirements, risk assessment, and corrective action procedures
Grant Budget Template
User-friendly format with detailed categories, flexibility for different funding sources, and integration with financial reporting
These tools provide clear visibility of obligations, improve planning, enhance accountability, and streamline communication with stakeholders.
Uniform Guidance Training

Training Guide on Uniform Guidance (2 CFR Part 200)
Comprehensive resource for understanding and implementing federal grant requirements
Guide Features:
  • Overview of Uniform Guidance requirements
  • Key compliance areas
  • Best practices for implementation
  • Case studies and examples
  • Resources for further learning
Client Value:
  • Comprehensive understanding of compliance requirements
  • Enhanced ability to meet federal guidelines
  • Improved grant management practices
  • Reduced risk of audit findings
Ready to Enhance Your Audit Preparation?
Contact Us
Email: RMDJLLC@yahoo.com
LinkedIn: www.linkedin.com/company/rmdj-compliance-strategies
Next Steps
Schedule a free consultation to discuss your specific needs and discover how RMDJ Compliance Strategies can empower your nonprofit organization.
RMDJ Compliance Strategies: Empowering Nonprofits Through Expert Guidance